BANK
AUDITING RESOURCES
The following resources focus on auditing bank operations or banking functions:
BANKING DISCUSSION FORUMS
Online Discussion Forum for Banking includes an audit forum for discussions of audit-related questions and issues.
AUDIT PROGRAMS, ICQ,CHECKLISTS
Authentication in an Electronic Banking Environment Electronic
Bank Items Processing Audit Program
Banking - FX Revaluation Audit Program
Bank Risk Assessment Questionnaire
Credit Card Administration Audit Program
Credit Card Security Audit Program
Electronic Banking White Paper
Electronic Banking Questionnaire
Electronic
Banking Work Program
EFT Wire Transfer
Audit Program
E-Banking Examination Procedures
Information Technology General Work Program
Loan Review - Authorization and Reporting
Loan Review - General Audit Requirements
Loan Review - Other Real Estate Owned
Loan Review - Physical Safeguards
Risk Management Principles for Electronic Banking
Useful Guidelines - Guidance on Electronic Banking
Safety deposit boxes Questionnaire
AUDIT GUIDES AND MANUAL
Internal Audit
Manual for Small Banks
FDIC Electronic Banking Examination Procedures
FDIC DOS Manual of Exam Policies
FDIC Information Systems Examination Handbook
I.R.S. Guide for Auditing Commercial Banks
AUDIT
WORK PROGRAMS FROM THE F.F.I.E.C. Information Systems Examination Handbook
(all the following programs are )
F.F.I.E.C. Information Technology Examinations Handbook
Internal/External Audit Workprogram (70k)
Management Workprogram (26k)
Corporate Contingency Planning Workprogram (24k)
MIS Review Workprogram (33k)
Systems Development and Programming Workprogram (71k)
Operations Workprogram (30k)
Security – Physical and Data Workprogram (28k)
Networking – Client/Server Workprogram (62k)
End-User Computing Workprogram (20k)
Document Imaging Workprogram (31k)
Wholesale EFT Workprogram (61k)
FedLine EFT Workprogram (18k)
Retail EFT (ATM and POS) Workprogram (34k)
Automated Clearing House (ACH) Workprogram (28k)
IS
Servicing – Provider Workprogram (24k)
IS
Servicing – Receiver Workprogram (35k)
Community Financial Institution IS Examination Workprogram (81k)