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Accounting Procedures for Internal Control

 

 

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AuditNet Premium Audit Programs
(available to paid subscribers)

The Auditor's Guide to Internet Resources, 2nd Edition

Sarbanes-Oxley Section 404 Compliance for IT Managers by Darcy Soleil Foreword by Jim Kaplan

Guidance for Smaller Public Companies Reporting on Internal Control over Financial Reporting Draft

If you are interested in a corporate subscription to the Audit Programs Database providing multiple users with access then click here!

Added This Month:

  1. CAATTs Accounts Payable Audit Tests (July 07)

  2. CAATTs Computerized Inventory System Audit Tests (July 2007)

  3. CAATTs Education Audit Tests (July 2007)

  4. CAATTs Fraud Audit Tests (July 2007)

  5. CAATTs IT Audit Tests (July 2007)

  6. CAATTs Payroll Audit Tests (July 2007)

  7. CAATTs Security Audit Tests (July 2007)

  8. CAATTs Testing by Area Audit Tests (July 2007)

  9. CAATTs Testing by Industry Audit Tests (July 2007)

  10. IT Disaster Recovery Audit (July 2007)

 

  1. Audit Working Papers

  2. Auditor's Guide to Documenting Controls (Jan 07)

  3. Information Integrity: The Next Frontier for Internal Auditors (July 07)

  4. New Auditor Orientation Guide Draft (Jan 07)

SARBANES-OXLEY AND RELATED AUDIT WORK PROGRAMS

  1. Sarbanes-Oxley 404 AP and Procurement (Oct 04)
  2. Sarbanes-Oxley Section 404 Application Baseline Audit Program (Jan 2005)
  3. Sarbanes-Oxley 404 Cash Audit Program
  4. Sarbanes-Oxley 404 - IT Audit - Log Security Activity - Checklist
  5. Sarbanes-Oxley 404 - IT Audit - Malicious Software - Checklist
  6. Sarbanes-Oxley 404 - IT Audit - Segregation of Duties - Checklist
  7. Sarbanes-Oxley 404 - IT Audit - User Access - Checklist
  8. Sarbanes-Oxley 404 Management Assessment of Internal Controls (Feb 04)
  9. Sarbanes-Oxley 404 Sales and Accounts Receivable (Sep 04)
  10. Sarbanes-Oxley 404 Sales & Accounts Receivable Transaction Walkthrough (Dec 05)

  11. Sarbanes Oxley Audit Review-Portuguese (Mar 07)

  12. Sarbanes Oxley Governance Risk-Portuguese (Mar 07)

  13. Sarbanes-Oxley SAP Inventory Cycle ICQ (June 04)
  14. Sarbanes-Oxley Calculating Payroll Control Matrix
  15. Sarbanes-Oxley CFO & Controllers Checklist
  16. Sarbanes-Oxley Claims Testing-Workers Comp Insurance (June 06)

  17. Sarbanes-Oxley Cobit Selection (Apr 07)

  18. Sarbanes-Oxley Consumer Commercial Control Matrix-Banking (Apr 07)

  19. Sarbanes-Oxley Control Matrix Personnel & Payroll Cycle (Aug 04)
  20. Sarbanes-Oxley Control Matrix Purchases & Payments Cycle (Aug 04)
  21. Sarbanes-Oxley Control Matrix Revenue & Cash Collections Cycle (Aug 04)
  22. Sarbanes-Oxley Corporate Tax Control Matrix
  23. Sarbanes-Oxley Coverage Matrix (Aug 04)
  24. Sarbanes-Oxley Discussion Item Matrix (Aug 04)
  25. Sarbanes-Oxley End User and Entity Level Control Narrative (June 05)
  26. Sarbanes-Oxley End User Computing (June 05)
  27. Sarbanes-Oxley Financial Reporting Risks and Controls (Aug 04)
  28. Sarbanes-Oxley Financial Reporting
  29. Sarbanes-Oxley Fixed Assets Risks and Controls (Aug 04)
  30. Sarbanes-Oxley General Entity Wide Controls
  31. Sarbanes-Oxley Generic Stand Alone Application General Control Review (August 04)
  32. Sarbanes-Oxley Generic Testing Template (Oct 05)
  33. Sarbanes-Oxley Hiring Personnel Control Matrix
  34. Sarbanes-Oxley HR and Payroll Risks and Controls (Aug 04)
  35. Sarbanes-Oxley HR Risk Assessment
  36. Sarbanes-Oxley IT Management Audit Program & ICQ (82 pages)
  37. Sarbanes-Oxley 404 Process Level Workbook (Aug 04)
  38. Sarbanes-Oxley Risk Matrix
  39. Sarbanes-Oxley Segregation of Duties Evaluator (Nov 05)
  40. Sarbanes-Oxley Segregation of Duties Matrix Personnel & Payroll Cycle (Aug 04)
  41. Sarbanes-Oxley Segregation of Duties Matrix Revenue & Cash Collections Cycle (Aug 04)
  42. Sarbanes-Oxley Spreadsheet Inventory Survey (June 05)
  43. Sarbanes-Oxley -Spreadsheets §404 control evaluation considerations (June 05)
  44. Sarbanes-Oxley Timeline (Aug 04)
  45. S-Ox 404 Audit Committee Checklist (Aug 05)
  46. S-Ox 404 IT General Controls Matrix
  47. S-Ox 404 Expense Cycle Questionnaire (Oct 04)
  48. S-Ox 404 Revenue Cycle Questionnaire (Oct 04)
  49. S-Ox Based Risk Program - Hotel Industry (Mar 05)
  50. S-Ox Code of Ethics Example (Feb 05)
  51. S-Ox Control Exception and Deficiency Evaluation Worksheet (Apr 05)
  52. S-Ox Debt Cycle Test of Controls (SOx)
  53. S-Ox Expenditure Cycle Risks and Controls Matrix (Manufacturing concern/SAP environment/SOX) (April 04)
  54. S-Ox Framework for Evaluating Exceptions (Feb 05)
  55. S-Ox ICQ Accounts Payable (Sep 04)
  56. S-Ox ICQ Accounts Receivable
  57. S-Ox ICQ Cash Disbursements - Treasury (Sep 04)
  58. S-Ox ICQ Credit & Collection
  59. S-Ox Inventory Management and Risk Controls (Jan 2005)
  60. S-Ox IT Audit Program (Apr 05)
  61. S-Ox Mapping Financial Statements to Controls Template (Jan 2005)
  62. S-Ox Process Documentation Form (July 05)
  63. S-Ox Process Owners Representation Letter (Feb 06)
  64. S-Ox Revenue Process Audit Program (Jan 2005)
  65. S-Ox Revenue and Risk Controls (Jan 2005)
  66. S-Ox Spreading Testing (Mar 05)
  67. S-Ox Staff Internal Control Q&A
  68. S-Ox Treasury and Risk Controls (Jan 2005)
  69. S-Ox Financial Reporting Test of Controls
  70. S-Ox Testing Template
  71. S-Ox Treasury Test Plan (Oct 04)
  72. S-Ox Wire Transfers (Oct 04)
  73. S-Ox Internal Control Sales (Oct 04)
  74. SOXERM Documentation Software (requires Lotus Notes)
  75. Standards for Business Controls Vol. 1 General Business Processes
  76. Standards for Business Controls Vol. 2 IT Processes

OTHER SPECIAL COLLECTION AUDIT WORK PROGRAMS 

INFORMATION TECHNOLOGY
  1. Application Audit Program-Healthcare (Feb 06)
  2. Application Information Security (Sep 06)
  3. Appropriate Computer Use-Govt (Sep 06)
  4. AS/400 Control Matrix (8/1/03)
  5. ATM ICQ-Banking (July 06)

  6. Audio Response Unit (Oct 06)

  7. Auditing IT Infrastructure and Operations (July 04)
  8. Bank Management Information System-Banking (Mar 06)
  9. Blackberry Testing Matrix (June 06)
  10. Business Continuity-Banking (Mar 06)
  11. Change Management Design Effectiveness
  12. Change Management Test Matrix

  13. Change Management (Dec 06)

  14. Cisco Firewall Review (July 04)
  15. Cisco Router Review (July 04)
  16. Client Server Technical Assessment (June 05)
  17. Computer Access and Renewal-Government (May 06)
  18. Configuration Management Based on NIST 800-53 CM Controls (Professional Services) (Sep 05)

  19. Data Center Security (Oct 06)

  20. Data Center Test Plan Physical Security (June 06)

  21. Data Standard Audit Program-Gov (Apr 07)

  22. Database Audit Checklist (April 04)
  23. Disaster Recovery Audit Program (May 05)
  24. Disaster Recovery and Off Site Storage (Banking) (Aug 2005)
  25. Disaster Recovery Test Audit Program-Healthcare (Dec 05)
  26. EDI Audit Program (Jan 06)
  27. Electronic Medical Record (EMR) Security Testing
  28. Electronic Payments ACH Audit Program - Banking (June 05)
  29. Electronic Payments EDI Audit Program - Banking (June 05)
  30. Electronic Payments Wire Transfer Audit Program - Banking (June 05)
  31. E-Mail Security Controls Audit Program (Federal) (Sep 05)
  32. Enterprise Network Review (Aug 2005)

  33. End-User Computing

  34. FDIC 12 CFR Part 363-Banking (Mar 06)
  35. GIFTS Application-Banking (Mar 06)
  36. Firewall Audit Program (12/1/03)
  37. Firewall Audit Technical Guide (56 pages) (Jan 06)
  38. Firewall Risk Matrix (14 pages) (Aug 05)
  39. General Computer Controls Program Change (Apr 05)
  40. General Computer Controls Data Center and Computer Operations (Apr 05)
  41. General Computer Controls IT Control Environment (Apr 05)
  42. General Computer Controls Access to Programs and Data (Apr 05)
  43. Help Desk Audit Program (May 06)
  44. Information Security-Banking (Mar 06)

  45. Information Security for Computer Installations (Sep 06)

  46. Information Security Testing - Application (Oct 06)

  47. Information Security Critical Business Applications (Oct 06)

  48. Information Security for Networks (Sep 06)
  49. Information Security Systems Development (Sep 06)
  50. IS General Controls Review Manage the Physical Environment-Mfg (July 06)
  51. IT Application Systems Review (Apr 05)

  52. IT Assets and Security Questionnaire (Feb 07)

  53. IT Audit Assessment Questionnaire

  54. IT Disaster Recovery Audit (July 2007)

  55. IT General Controls Review (Sep 04)
  56. IT General Controls System Security (Mar 05)
  57. IT Infrastructure & Maintenance-Banking (Mar 06)
  58. IT Infrastructure & Maintenance General Control Review-Banking (Mar 06)
  59. IT LAN General Control Review-Banking (Mar -06)

  60. IT Physical Security (Feb 07)

  61. IT Risk Assessment Firewall Audit Program (Apr 05)

  62. Information Technology Risk Control Matrix (Mar 07)

  63. IT SAP/R3 General Control Review-Banking (Mar 06)
  64. IT Strategy & Planning-Banking (Mar 06)
  65. IT Systems Operation-Banking (Mar 06)
  66. IT Vendor Management-Banking (Mar 06)
  67. ITIL Change Management Audit Program (Sep 04)
  68. JDE One World Security Audit Program (9/1/03)

  69. Lotus Notes (Oct 06)

  70. MIS Review

  71. Microsoft Server SQL Audit Work Pack (May 04)
  72. Microsoft SMS Audit Checklist (April 04)
  73. Microsoft SQL Server Audit Checklist ((9/1/03)
  74. MS Exchange Email Outlook Audit Program (Sep 04)
  75. MS SQL Server Audit Program

  76. Networking – Client/Server

  77. Operations

  78. Oracle Database Audit Program (Sep 04)
  79. Oracle DBMS-Manufacturing (Mar 06)
  80. Oracle Financial Applications Audit Guidelines (Oct 05)
  81. Oracle Financial Applications Checklist-Banking (Apr 06)
  82. Penetration Testing and Vulnerability Analysis (July 04)
  83. PeopleSoft Security Work Program (May 04)
  84. PIN Security Program-Auditors Guide (Dec 05)
  85. Post-SAP Production Facility Review (Feb 05)
  86. Preliminary IT Risk Assessment Questionnaire
  87. Progress Database Security (Mar 06)
  88. Project Audit (with COBIT standards 18 pages) (Aug 05)
  89. Red Hat Linux Release 7 (Sep 06)
  90. Remote Access Security Audit Program
  91. SAP Audit and Control Points (Feb 04)
  92. SAP Business Process Sales & Customer Service Risk & Control Matrix
  93. SAP Cut-Over Checklist (July 04)
  94. SAP HR Audit Program (Functional) (July 05)
  95. SAP Manual & Fixed Assets Risk & Control Matrix
  96. SAP Master Data Maintenance Audit Plan (Mar 04)
  97. SAP Process Controls Audit Program
  98. SAP R3 Audit Program (May 06)
  99. SAP R3 Interface Controls Audit Program

  100. Security – Physical and Data

  101. Server Configuration and Support Review (July 04)
  102. Solaris Release 9 (Sep 06)
  103. Software Compliance Audit Program (Jan 06)
  104. SQL Server Master Audit Program
  105. SQL Server Security Audit Program (Aug 05)
  106. Sybase DBMS Application-Banking (Mar 06)
  107. Sybase Server Configuration (Nov 06)
  108. System Development & Maintenance-Banking (Mar 06)

  109. Systems Development and Programming

  110. Track-It Audit Program (Apr 07)

  111. UNIX Servers APG (Jan 2005)
  112. Virtual Private Network Review (Mar 05)
  113. Web Site Building and Maintenance (Nov 05)
  114. Windows 2000 Audit Program
  115. Windows 2000
  116. Windows 2000 Checklist-Banking (Apr 06)
  117. Windows 2000 Active Directory Audit Program 1
  118. Windows 2000 Active Directory Audit Program 2
  119. Windows 2000 Risk Matrix (Aug 05)
  120. Windows NT Security Audit
  121. Windows NT Work Program
  122. Windows Work Program (Feb 05)
  123. Windows Server 2003 Audit Program for Member Servers (Apr 07) (3rd party program-each person must request the work program after clicking on the link)

  124. Windows Domain Controllers and Active Directory Audit Program (3rd party program available for purchase with discount to AuditNet users)

    125.
  1. MANAGEMENT, FINANCIAL, OPERATIONS
    1. Acceptable Use Review Internet & Phones-Construction (Nov 06)
    2. Accounts Receivable Checklist-Distribution Business (Nov 05)
    3. Accounts Receivable (Aug 06)

    4. Acquiring & Disposing of Personal Information-Gov (June 07)

    5. Acquisition Due Diligence Checklist (Oct 04)
    6. Advertising & Promotional-Retail (Dec 05)

    7. Anti-Money Laundering Audit (Oct 06)

    8. Audit Process Checklist (X Ref to IIA Standards) (July 05)
    9. Audit Recommendation Follow Up Tracking Sheet (Jan 06)

    10. Balance Sheet Control Review and Planning (Dec 06)

    11. Balance Sheet Reconciliation Audit Program (July 06)

    12. Bank Audit Program-UK (Oct 06)

    13. Bank Security Procedures (May 04)
    14. Banking Regional Branch Audit
    15. Borrowing ICQ-Commercial Credit (Apr 06)
    16. Broker Dealer Review including NASD Audit Program
    17. BSA Exemptions-Banking (July 06)
    18. Business Continuity Audit Program-Financial Services (Dec 05)
    19. Business License Tax Audit-Government (May 06)

    20. CAATTs Accounts Payable Audit Tests (July 07)

    21. CAATTs Computerized Inventory System Audit Tests (July 2007)

    22. CAATTs Education Audit Tests (July 2007)

    23. CAATTs Fraud Audit Tests (July 2007)

    24. CAATTs IT Audit Tests (July 2007)

    25. CAATTs Payroll Audit Tests (July 2007)

    26. CAATTs Security Audit Tests (July 2007)

    27. CAATTs Testing by Area Audit Tests (July 2007)

    28. CAATTs Testing by Industry Audit Tests (July 2007)

      29.

    29. Cancer Programs-Healthcare (Feb 07)

    30. Capital Acquisition Review Checklist (Apr 07)

    31. Capital Expenditures Post Completion Audit Program (Feb 05)

    32. Cash Collection System-Healthcare (Nov 06)
    33. Cell Phone Audit Program - Government (June 05)
    34. Cell Phone ICQ (May 05)
    35. Collateral Audit Program-Auto Finance (Nov 06)
    36. Collections Audit Program - Insurance (May 05)
    37. Commercial Credit Audit Program-Auto Finance (Nov 06)

    38. Commitments & Contingencies Risk Control Matrix (Mar 07)

    39. Community Revitalization-Gov (Jan 07)

    40. Company Vehicles (Nov 06)

    41. Complaint Resolutions-Healthcare (Feb 07)

    42. Computer System Retirement Guidelines (Nov 06)
    43. Consignment Sales - Allocate Stock (Nov 04)
    44. Consignment Sales - Material Handling (Nov 04)
    45. Consignment Sales - Process Order (Nov 04)
    46. Consignment Sales- Sales Accounting (Nov 04)
    47. Consolidated Claims Compliance Review (July 04)
    48. Consolidation Audit Program (Feb 06)
    49. Construction Audit A&E Phases (Aug 06)
    50. Contract Development w Insurance Requirements (Aug 06)
    51. Contract Development Insurance Confirmation (Aug 06)
    52. Contract Management-Steel Industry (Dec 05)

    53. Control Environment Department (June 07)

    54. Control Environment General (June 07)

    55. Corporate Performance Management (Aug 06)
    56. Corporate Values ICQ (Nov 05)
    57. COSO Testing Template (Oct 05)
    58. Counter-Terrorism (Government) ICQ
    59. Credit & Collection-Wholesale/Trading (July 06)

    60. Cyber Security Checklist (Jan 07)

    61. Data Collection Questionnaire-Gov (May 07)

    62. Data Warehouse Data Reliability Process Review (Apr 04)

    63. Death Claims Audit Program (Insurance) Oct 05
    64. Departmental Audit Program
    65. Disaster Recovery & Business Continuity Questionnaire and Audit Program (July 06)

    66. Distribution Losses (June 07)

      67.

    67. End of Period Financials Risk Control Matrix (Mar 07)

    68. Engineering Repairs & Maintenance (June 07)

      69.
    69. Ensure Continuous Service-Mfg (Nov 06)
    70. Equity ICQ-Commercial Credit (Apr 06)
    71. Ethical Investment ICQ (May 05)

    72. Expense Reimbursement (Dec 06)

    73. FAS 91 ICQ-Commercial Credit (Apr 06)
    74. Financial Audit Program Template
    75. Financial Controls Audit Program
    76. Financial Reporting Cycle-Misrepresentation (Feb 04)
    77. Fixed Asset Audit Program (Mar 05)
    78. Fixed Asset Management-Healthcare (Feb 06)
    79. Fleet Operations-State (Jan 06)
    80. Foreign Currency Translation Audit Program (Sep 05)
    81. Fraud Financial Performance Indicators (Sep 05)
    82. GA-Travel & Entertainment (Aug 06)

    83. General Services Internal Charges-Gov (Apr 07)

    84. Goodwill Audit Program (Jan 06)
    85. Health Insurance-New Business Audit (July 05)
    86. Healthcare Employee Claims Processing Work Program (July 04)
    87. HIPAA Compliance Walk Through Checklist (Sep 04)
    88. HIPAA Device & Media Control Audit (Sep 04)
    89. HIPAA Privacy Regulations Compliance (Mar 04)
    90. HIPAA Privacy Rule Compliance Audit Program (Apr 05)
    91. HIPAA Security Rule Compliance Audit Program-Govt (Feb 06)
    92. HIPAA Security Rule Compliance Survey-Govt (Feb 06)

    93. Hire to Pay Risk Control Matrix (Mar 07)

    94. Hiring Audit Program-Government (May 06)
    95. Homeland Security (Government) ICQ
    96. Human Resources Benefits Attributes Testing (Dec 2004)

    97. Human Resources Employers Checklist (June 07)

    98. Human Resources (Outsourced) ICQ (Jan 06)
    99. Human Resources Payroll Attributes Testing (Dec 2004)

    100. Human Resources Risk Matrix (Jan 07)

    101. Human Resource Transaction System Review-Healthcare (Dec 05)
    102. Inbound Logistics Control (Aug 06)

    103. Indirect Lending Audit Program (Apr 07)

    104. Inpatient Unit Scheduling-Healthcare (Aug 06)

    105. Inpatient Unit Scheduling-Healthcare (Feb -07)

    106. Insider Trading (May 04)
    107. Intellectual Capital Questionnaire (May 06)
    108. Interactive Risk Controls Testing
    109. Internal Audit Assignment Form (Jan 06)

    110. Internal Audit Performance Measures (Dec 06)

    111. Interplant Shipping-Receiving (Manufacturing) (Sep 05)
    112. Intrusion Prevention System (July 04)
    113. Internal Audit Plan Checklist/Template-Pharmacy (May 06)
    114. Internal Control Questionnaire (Comprehensive-62 pages) (Aug 04)
    115. Inventory Control Objectives (June 06)

    116. Inventory Management (Dec 06)

    117. Inventory Risk Control Matrix (Mar 07)

    118. Investments Audit Program (Feb 06)
    119. Invoice Reconciliation & Payment Control-Wholesale/Trading (July 06)
    120. Key Financial Controls Audit Program (26 pages) (Aug 04)
    121. Key Management Checklist

    122. Lab Services-Healthcare (Feb 07)

    123. Licensing & Contracting (Insurance) Oct 05
    124. Life Underwriting Audit Program (Sep 04)
    125. Local Area Network Audit Program (Dec 05)
    126. Lumber Mill Audit Program (Sep 05)
    127. Mainframe Technical Assessment (June 05)

    128. Managed Care-Healthcare (Feb 07)

    129. Management Letter Compliance Audit Program
    130. M&A Acquisition Investigation Program (Oct 04)
    131. M&A Checklist (Oct 04)
    132. M&A Corporate Profile Checklist (Oct 04)
    133. M&A Detailed Checklist (Oct 04)
    134. M&A Evaluating Assets for LBO (Oct 04)
    135. M&A Evaluating Personnel (Oct 04)
    136. M&A Evaluation (Oct 04)
    137. M&A LBO Basis Change (Oct 04)
    138. M&A Legal (Oct 04)
    139. M&A Securities Law (Oct 04)
    140. M&A Transition Plans (Oct 04)
    141. Organization Management Review ICQ (May 06)
    142. Organizational Transparency ICQ (May 05)

    143. Order to Cash Risk Control Matrix (Mar 07)

    144. Packaged Payroll System Audit Program (PeopleSoft) (Aug 04)
    145. Parking Garage Audit Program-Healthcare (Dec 05)
    146. Payroll Operations Test Audit Program-Healthcare (Jan 06)
    147. Permit Centers-Government (Jan 06)

    148. Performance Measurement Audit Plan (Dec 06)

    149. Petty Cash Review-Healthcare (Dec 05)

    150. Physician Billing-Healthcare (Feb 07)

    151. Plant Maintenance Department-Mfg (Nov 06)

    152. Policy and Procedure Review (Apr 07)

    153. Policy Implementation Risk Evaluation Schedule (June 06)
    154. Policy Loans & Surrenders - Life Insurance (June 05)

    155. P-Card-Gov (Dec 06)

    156. Procurement Contract Lifecycle Management (July 06)

    157. Production-Dairy Milk Products & Beverages (June 07)

    158. Project Audit Templates (Prince 2 Methodology) (July 05)
    159. 00 Project Management Introduction
    160. 01 Business Case & Financial Management
    161. 02 Organization
    162. 03 Project Planning
    163. 04 Risk Management
    164. 05 Quality Control
    165. 06 Change Control
    166. 07 Configuration Management
    167. 08 Reporting & Communication
    168. 09 Project Health Check
    169. Project Management (Banking) (Oct 05)

    170. Project Summary Checklist-Retail (Dec 06)

    171. Property & Casualty Loss Control Audit Program (July 05)
    172. Property Plant & Equipment (Aug 06)
    173. Property Services Financial Control-Charity (Apr 06)

    174. Pulmonary Services-Healthcare (Feb 07)

    175. Purchasing-Accounts Payable-Tobacco (Nov 05)
    176. Purchasing/Accounts Payable 3 Way Test Plan (July 05)
    177. Purchasing Audit Program (Mar 05) 10 pages
    178. Purchasing Practices Audit (June 06)
    179. Purchase to Payment Control Objectives (June 06)

    180. Purchase to Pay Risk Control Matrix (Mar 07)

    181. Purchasing (June 07)

      182.
    182. Pxyis Medication Administration-Healthcare (Aug 06)

    183. Pyxis Drug and Supply Process-Healthcare (Feb 07)

    184. Real Estate Construction-Gov (Dec 06)

    185. Real Estate Investment/Ventures ICQ-Commercial Credit (Apr 06)
    186. Records Management (Aug 06)
    187. Records Management Audit Program-Govt (Feb 06)
    188. Records Management Survey-Govt (Feb 06)

    189. Rehabilitation Services-Healthcare (Feb 07)

    190. Reinsurance Ceded (Individual) Audit Program (May 04)
    191. Reinsurance Assumed (Individual) Audit Program (May 04)
    192. Reinsurance Assumed Audit Program (May 04)
    193. Reinsurance Consolidated Audit Program (July 04)

    194. Reservations Revenue Management-Hotel (Dec 06)

    195. Retail Drug Store Audit Program (July 05)
    196. Retail Store Sales (Sep 06)
    197. Receipts Handling Control Questionnaire (Feb 06)
    198. Revenue Cycle (Mining & Quarries) 10 pages (Aug 05)
    199. Revenue Cycle Audit Program
    200. Riesgo Seguros (Insurance Risk-Spanish) (Sep 05) Resort Industry
    201. Riesgo Funcionarios y Empleados (Loan Risk-Spanish) (Sep 05) Resort Industry
    202. Retail Store Sales (Oct 06)

    203. Risk Assessment  (w Control Activities)Template (Jan 07)

    204. Risk Assessment Overview - Gov

    205. Risk Assessment and Control Activities Worksheet - Gov

    206. Sample Risk Assessment Questionnaire -Gov

    207. Sample Risk Assessment Questionnaire Worksheet - Gov

    208. Risk Assessment Worksheet and Instructions (Sep 04)
    209. Risk Exposure Calculator (June 06)
    210. Risk Management Checklist
    211. Salary Reduction Plan 401K APG (Mar 05)
    212. Sales ICQ (Nov 05)
    213. Sales & Accounts Receivable Transaction Walkthrough-Mfg (Feb 06)
    214. Sales & Marketing Promotions-Manufacturing (Aug 06)
    215. Sales Contract Lifecycle Management (July 06)
    216. Sales Return Analysis Audit (May 06)

    217. Sales Shop (June 07)

      218.

    218. Sample Size Calculation Spreadsheet (Jan 07)

    219. SAS 70 Evaluation Checklist (Apr 06)
    220. SAS 70 Evaluation Guidance (Apr 06)
    221. SAS-70 Review (Oct 05)
    222. SAS 70 Type 1 Fraud Assessment Template (July 05)
    223. SAS 70 Type 2 Fraud Assessment Template (July 05)
    224. Security Management Audit (May 06)
    225. Segregation of Duties Grid-Revenue & Cash Collections Cycle (Jan 07)

    226. Soft Controls Internal Controls Risk Matrix (Mar 07)

    227. Standard Management Audit Programs (181)

    228. Store Audit Program-Pharmacy (Aug 06)
    229. Submit Tender Offer for Store Development (Aug 06)
    230. Supply Chain Finance (Nov 06)
    231. Swift Alliance Control Assessment (May 05)
    232. Tax Control Matrix (Sep 06)
    233. Telecommunications APG (cellular & voicemail)
    234. Tender Procedures (Sep 06)
    235. Third Party Portfolio Audit Program (Dec 05)

    236. Travel and Entertainment Test Matrix (May 07)

    237. Travel and Entertainment Risk Assessment (May 07)

    238. Travel and Expense Reimbursement Audit Program (May 07)

    239. Treasury & Investment Internal Control Matrix (Feb 07)
    240. Treasury Management ICQ (17 pages) (Aug 05)
    241. UNUM Reinsurance Treaty File Audit Program (May 04)

    242. Vehicle Utilization (June 07)

    243. Vending - Sales & Receipting Checklist (Nov 05)
    244. Vendor Review Audit Program (July 05)
    245. Voice Response Unit (Aug 05)
    246. Warehouse Standard Audit Program-Cement (Asia) (Apr 06)
    247. Water Scarcity ICQ
    248. Whistleblower Program Review (Sep 06)

MONOGRAPHS

  1. AuditNet's Auditors Guide to Flowcharting

  2. Auditor's Guide to Documenting Controls (Jan 07)

  3. Audit Working Papers

  4. Computer Assisted Audit Techniques

  5. Information Integrity: The Next Frontier for Internal Auditors (July 07)

  6. New Auditor Orientation Guide (Jan 07)

 

 

* Contribution Exchange means that in order to get a copy of an individual audit program you need to send an audit work program, ICQ or checklist for sharing (one for one). Send your contribution for each program requested to the contact email address. Upon receipt of your contribution I will send you a copy of the document(s) requested by return email.

Revised: July 04, 2007

Address of this Page is http://www.auditnet.org/